Our thinking

Khepri's A to Z: Market Abuse - Buy and Sell-Side Compliance

Carlin Sewell 15/08/2023 Carlin Sewell 15/08/2023

Khepri's A to Z: Market Abuse - Buy and Sell-Side Compliance

It all begins with an idea.

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Spoofing: Regulators to Clamp Down on “Particularly Harmful” Form of Market Abuse

Carlin Sewell 01/06/2023 Carlin Sewell 01/06/2023

Spoofing: Regulators to Clamp Down on “Particularly Harmful” Form of Market Abuse

It all begins with an idea.

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Market Abuse: FCA to Target a Wider Range of Firms for Surveillance Failures

Carlin Sewell 16/05/2023 Carlin Sewell 16/05/2023

Market Abuse: FCA to Target a Wider Range of Firms for Surveillance Failures

It all begins with an idea.

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